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林业科学 ›› 2026, Vol. 62 ›› Issue (6): 96-108.doi: 10.11707/j.1001-7488.LYKX20250292

• 研究论文 • 上一篇    下一篇

基于无人机多光谱和激光雷达数据的荒漠梭梭林地上生物量估算

熊世梅1,谭炳香1,*(),许文强2,李骁尧1,庞丽峰1,胡冰2   

  1. 1. 中国林业科学研究院资源信息研究所 北京 100091
    2. 中国科学院新疆生态与地理研究所 乌鲁木齐 830011
  • 收稿日期:2025-05-11 修回日期:2025-07-21 出版日期:2026-06-10 发布日期:2026-06-13
  • 通讯作者: 谭炳香 E-mail:tan@ifrit.ac.cn
  • 基金资助:
    新疆重点研发计划项目(2024B03024–2)。

Estimation of Aboveground Biomass in Desert Haloxylon ammodendron Shrubland Based on UAV Multispectral and LiDAR Data

Shimei Xiong1,Bingxiang Tan1,*(),Wenqiang Xu2,Xiaoyao Li1,Lifeng Pang1,Bing Hu2   

  1. 1. Research Institute of Forest Resource Information Techniques, Chinese Academy of Forestry Beijing 100091
    2. Xinjiang Institute of Ecology and Geography, Chinese Academy of Sciences Urumqi 830011
  • Received:2025-05-11 Revised:2025-07-21 Online:2026-06-10 Published:2026-06-13
  • Contact: Bingxiang Tan E-mail:tan@ifrit.ac.cn

摘要:

目的: 针对荒漠梭梭稀疏矮小、结构复杂等导致的遥感估算难题,探索干旱区荒漠灌木林地上生物量(AGB)高精度估算方法,为碳储量核算提供技术支撑。方法: 以新疆古尔班通古特沙漠南缘梭梭林为研究对象,基于UAV-LiDAR点云数据进行单木分割,结合异速生长方程估算覆盖区AGB,并扩充样地数量。在此基础上,分别从UAV-MSI和UAV-LiDAR中提取光谱、纹理和结构特征,采用随机森林重要性排序法进行特征筛选。应用随机森林(RF)、支持向量机(SVM)和极端梯度提升(XGBoost) 3种机器学习算法构建AGB模型,利用留一交叉验证法(LOOCV)评估模型性能,对仅用UAV-MSI特征、仅用UAV-LiDAR特征以及二者联合特征的建模结果进行比较,选取最优模型绘制梭梭样区的AGB空间分布图。结果: 1) 特征筛选结果显示,归一化植被指数(NDVI)、比值植被指数(RVI)和点云高度最大值(Hmax)等变量在建模中贡献较高,联合MSI与LiDAR数据的特征重要性得分更为均衡,表现出良好的互补性;2) 在各建模方法中,基于UAV-MSI特征构建的AGB模型优于基于UAV-LiDAR特征的模型,其中RF模型R2为0.82、RMSE为0.66 t?hm–2,SVM模型R2为0.79、RMSE为0.75 t?hm–2,XGBoost模型表现更佳,R2为0.84、RMSE为0.63 t?hm–2,表明光谱特征贡献更为显著;3) 联合UAV-MSI与UAV-LiDAR特征后模型精度进一步提升,XGBoost模型精度更高,R2为0.89、RMSE为0.53 t?hm–2,验证了光谱与结构特征的互补优势,确定为本研究的最优模型;4) 样区1的单位面积平均AGB最高,为2.50 t?hm–2,样区2、3和4的单位面积平均AGB逐渐降低(分别为0.90、0.84、0.64 t?hm–2),且70%以上区域AGB低于1 t?hm–2,4个梭梭样区的AGB空间分布差异显著,呈现出随绿洲距离增加而降低的趋势。结论: 本研究建立面向干旱区荒漠灌木林的样区尺度AGB估算流程,验证UAV-MSI与UAV-LiDAR数据在荒漠灌木AGB估算中的协同优势。相较于传统调查方式,该方法具备非破坏、高分辨、低成本等优势,适用于干旱区荒漠灌木林生物量估算。

关键词: 荒漠梭梭林, 地上生物量, 无人机多光谱, 无人机激光雷达, 机器学习

Abstract:

Objective: To address the challenges of remote sensing estimation caused by the sparse, short, and structurally complex characteristics of Haloxylon ammodendron in desert regions, this study explores a high accuracy method for aboveground biomass (AGB) estimation in arid desert shrublands, providing technical support for carbon stock assessment. Method: The H. ammodendron stands along the southern margin of the Gurbantunggut Desert in Xinjiang were used as the research object. Individual shrub segmentation was performed using UAV-LiDAR point cloud data, and AGB of the coverage area was estimated for expanded plots based on allometric equations. On this basis, spectral, textural, and structural features were extracted separately from UAV-MSI and UAV-LiDAR data, and random forest (RF) importance ranking was used for feature selection. Three machine learning algorithms RF, support vector machine (SVM), and extreme gradient boosting (XGBoost) were applied to develop regional-scale AGB models. Model performance was evaluated using leave-one-out cross-validation, and modeling results based on MSI features alone, LiDAR features alone, and their combination were compared. The optimal model was then used to map the spatial distribution of AGB in the H. ammodendron sites. Result: 1) Feature selection revealed that vegetation indices such as normalized difference vegetation index (NDVI), ratio vegetation index (RVI), and maximum point cloud height (Hmax) contributed significantly to AGB estimation. The combined MSI and LiDAR features exhibited a more balanced importance distribution, demonstrating strong complementarity. 2) Among all modeling methods, the AGB models based solely on UAV-MSI features outperformed those based solely on LiDAR features. RF achieved an R2 of 0.82 and RMSE of 0.66 t?hm–2, SVM achieved an R2 of 0.79 and RMSE of 0.75 t?hm–2, while XGBoost performed best with an R2 of 0.84 and RMSE of 0.63 t?hm–2, indicating that spectral features had greater predictive power. 3) The fusion of UAV-MSI and UAV-LiDAR features further improved model accuracy. The XGBoost model combining both feature sets achieved the highest accuracy, with an R2 of 0.89 and RMSE of 0.53 t?hm–2, confirming the complementary value of spectral and structural information. 4) Among the four sampling sites, Site 1 exhibited the highest average AGB at 2.50 t?hm–2. Sites 2, 3, and 4 showed progressively lower mean AGB values (0.90, 0.84, and 0.64 t?hm–2, respectively), with over 70% of the area having AGB values below 1 t?hm–2. AGB spatial distribution varied significantly across sites, showing a decreasing trend with increasing distance from the oasis. Conclusion: This study has established a site-level AGB estimation workflow tailored to desert shrubs in arid regions and demonstrated the synergistic potential of combining UAV-MSI and UAV-LiDAR data in desert shrub AGB estimation. Compared to conventional field-based methods, the proposed approach offers advantages such as non-destructiveness, high resolution, and low cost, making it suitable for biomass estimation of desert shrublands in arid ecosystems.

Key words: desert Haloxylon ammodendron shrubland, aboveground biomass, UAV multispectral, UAV-LiDAR, machine learning

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