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林业科学 ›› 2018, Vol. 54 ›› Issue (7): 137-145.doi: 10.11707/j.1001-7488.20180715

• 问题讨论 • 上一篇    下一篇

个体禀赋与认知对农户林地流转行为的影响——基于意愿与行为一致视角分析

高岚1,2, 徐冬梅2   

  1. 1. 华南农业大学经济与管理学院 广州 510642;
    2. 石河子大学经济与管理学院 石河子 832000
  • 收稿日期:2017-07-14 修回日期:2018-01-25 出版日期:2018-07-25 发布日期:2018-08-11
  • 基金资助:
    国家自然科学基金面上资助项目(71473088);广东省人文社科重大项目(2014WZDXM009)。

Influence of Individual Endowment and Cognition on the Behavior of Farmers in Forestland Circulation: Based on the View of Intention-Behavior Consistency

Gao Lan1,2, Xu Dongmei2   

  1. 1. College of Economics and Management, South China Agricultural University Guangzhou 510642;
    2. College of Economics and Management, Shihezi University Shihezi 832000
  • Received:2017-07-14 Revised:2018-01-25 Online:2018-07-25 Published:2018-08-11

摘要: [目的]基于林地市场上的"不规范"行为、行政介入的强制性规模集中行为以及林地流转行为影响因素研究结论存在较大差异的现实背景,以意愿与行为一致视角,细分样本数据,研究个体禀赋与认知对农户林地流转行为的影响,为促进林地有序、规范流转提供参考和借鉴。[方法]筛除"无意愿有行为"(被迫契约行为)、"保持行为发生在5年之内"(避免数据时滞误差较大)以及对研究存在干扰的其他相关数据,采用二元离散Logistic模型分别针对"无意愿无行为"和"有意愿无行为"2组参照数据建立4个模型,厘清个体禀赋与认知对农户参与林地流转行为和意愿转化契约行为的影响。[结果]有林地转入行为的农户集中在人均收入较高、非农收入较低、偏向主营用材林、林地经营积极性较高及林地流转认可度较高的样本中;有林地转出行为的农户集中在人均收入较高、脱离务农程度较严重、林地面积较多、林地细碎化程度较小、偏向主营用材林、林地经营积极性较强、感知林地经营风险下降较多及林地流转认可度较高的样本中。一般来讲,已发生林地转入契约明显比有意愿但未实现契约的农户文化程度高、家庭人均收入高、非农收入占比高、林地面积多、偏向主营用材林以及感知林地经营风险严重;而已发生林地转出契约行为的农户明显比有意愿但未实现契约的农户年龄大、林地面积多、林地细碎化程度小、林地经营积极性低以及感知林地经营风险严重。[结论]家庭资本是影响农户林地流转契约行为成功的关键因素;影响农户转入林地的因素有家庭人均收入、非农收入、主营林种、林地经营积极性和林地流转认知;影响农户转出林地的因素有家庭人均收入、林地面积、从事职业、林地细碎化程度、主营林种、林地经营积极性、林地经营风险感知和林地流转认知;农户转入林地的契约行为受政治资源、家庭资本等体现农户行为能力因素的制约,而转出林地的契约行为受资源禀赋(规模小、细碎化等)约束;且有意愿与实际契约行为差异较大,行政介入促进林地市场配置实现林地资源有效集中的比例较大。健全制度体系、把握行政介入尺度、发挥政府职能、加强农村社会保障建设能够有效提高林地流转的契约比例。

关键词: 农户, 林地流转, 个体禀赋与认知, 影响因素, 意愿与行为一致

Abstract: [Objective] Based on the three realistic backgrounds of the "non-standard" behavior and the mandatory behavior of large scale land resources concentrated from administrative intervention in the land market, as well as the large differences of research conclusion of literatures, the paper discusses again the affecting factors of farmers behavior in forestland transferring scientifically and rigorously as the view of intention-behavior consistency from the aspect of individual endowment and cognition by subdividing sample data, and provides reference for promoting forest land transferring orderly, normally and sustainably.[Method] The method of binary Logistic model is used to establish four models for exploring the affecting factors of farmers intention and behavior in forestland circulation through the two reference groups of "no behavior, no intention" and "no behavior, with intention". The samples screen out the data of "behavior; with no intention"(mandatory behavior), "early behavior" and other disturbing conclusion.[Result] The characteristics of farmers who participated actually transfer-in forestland are higher per capita income, lower non-agricultural income, more planting timber forest, stronger attitude of forestland management and recognition. The characteristics of farmers who participated actually transfer-out forestland are higher per capita income, lower degree of farming, larger forestland area, lower degree of forestland fragment, more planting timber forest, stronger forestland management and risk falling cognition and recognition. Generally, comparing with farmers who fail to put their intention into action, the other farmers who took action actually of transfer-in forestland show that higher degree of education, higher per capita income, higher ratio of non-agricultural income, larger forestland area, more planting timber forest and more risk increasing cognition. Comparing with farmers who fail to put their intention into action, the other farmers who took action actually of transfer-out forestland show that older, larger forestland area, lower degree of forestland fragment, weaker forestland management cognition and stranger risk falling cognition.[Conclusion] Family capital is the key factor that successful contract behavior of farmers in forestland circulation. The affecting factors of behavior that farmers transfer-in forestland are household incomes per capita, non-agricultural income, forest category, the attitude of forestland management and forestland circulation cognition. The affecting factors of behavior that farmers transfer-out forestland are household incomes per capita, forestland area, the occupation of a household head, the degree of forestland fragment, forest category, the attitude of forestland management, risk perception and forestland circulation cognition. Due to restricting from factors, a large number of farmers fail to put their intention into action. Such as political resources, behavior ability and family capital constraints farmers transfer in forestland, and resources endowment(such as small scale, the degree of fragment) constraints farmers transfer out forestland. At the same time, there are many differences between the group that farmers have participated forestlands circulation actually and the group that who farmers have intention participated forestland circulation but no action. The proportion from administrative intervention promoting forestland market allocation is higher. Therefore, in order to effectively improve the contract ratio of forestland circulation, it is necessary to improve the institutional system, grasp the scale of administrative intervention, give full play to the functions of the government, and strengthen the construction of social security in rural areas.

Key words: farmers, forestland circulation, individual endowment and cognition, influence factors, intention-behavior consistency

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