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林业科学 ›› 2020, Vol. 56 ›› Issue (3): 144-155.doi: 10.11707/j.1001-7488.20200315

• 问题讨论 • 上一篇    下一篇

农户林地转出规模的门限效应——基于集体林权制度改革监测数据的实证检验

张自强1,李怡2,高岚2,*   

  1. 1. 贵州大学旅游与文化产业学院 贵阳 550025
    2. 华南农业大学经济管理学院 广州 510642
  • 收稿日期:2019-03-13 出版日期:2020-03-01 发布日期:2020-04-08
  • 通讯作者: 高岚
  • 基金资助:
    国家社会科学基金项目(16CJY042);国家自然科学基金面上项目(71473088);贵州省教育厅高等学校人文社会科学研究基地项目(2016JD011)

Threshold Effect of the Size of Household Forestland Transfer——Empirical Test Based on Monitoring Data of Collective Forest Tenure Reform

Ziqiang Zhang1,Yi Li2,Lan Gao2,*   

  1. 1. College of Tourism and Culture Industry, Guizhou University Guiyang 550025
    2. College of Economics and Management, South China Agricultural University Guangzhou 510642
  • Received:2019-03-13 Online:2020-03-01 Published:2020-04-08
  • Contact: Lan Gao

摘要:

目的: 揭示农户林地转出行为的门限效应,识别门限特征及其不同门限区域内关键影响因素的非线性作用,为完善林地流转政策提供决策参考。方法: 基于国家林业局2016年集体林权制度改革监测数据及2017年广东和贵州的农户调查数据,分地块构建农户转出林地规模的面板数据,从权能匹配视角选择农户营林规模为门限变量,以家庭收入水平、务农劳动力规模和是否具有林权证为解释变量,运用门限回归模型,实证检验农户林地转出规模的门限效应与各影响因素的非线性作用。结果: 1)当以家庭收入水平和以务农劳动力规模为解释变量时,门限估计显示农户营林规模均存在双重门限,其值分别为18 hm2和20 hm2;当以是否具有林权证为解释变量时,农户营林规模仅有单一门限,其值为33.4 hm2。2)当农户营林规模大于18 hm2时,家庭收入水平对林地转出规模具有显著正向影响,且当营林规模大于20 hm2时,其影响系数明显更大;当农户营林规模小于18 hm2时,务农劳动力规模对林地转出规模具有显著负向影响,而当营林规模大于18 hm2且小于20 hm2时其又具有显著正向影响;当农户营林规模分别小于和大于33.4 hm2时,是否具有林权证对林地转出规模分别具有负向和正向影响,但不显著。根据农户营林规模的门限值对样本进行分组后再回归,以检验估计结果的稳健性,发现各解释变量的影响显著程度与门限估计结果有差异,但方向一致。结论: 农户林地转出行为并不是单向或线性的,关键因素的作用是非线性的。只在一定营林规模水平下,家庭收入的提高才明显促进农户转出林地规模,表明降低农户的林地依赖度未必能促进林地流转。在不同营林规模门限区域内,务农劳动力规模对农户林地转出规模的影响方向不同,即加快农村劳动力转移也未必就能促进林地流转。林地确权对农户林地转出规模的影响也是双向的且均不显著,即林地产权稳定对促进林地流转的重要性不如政策预期。完善林地流转政策需要关注农户行为的门限效应,坚持放松约束未必能促进农村林地流转,甚至可能存在相反作用,制度供给可考虑不同条件下林地流转差异化诉求,加大政策执行弹性与优先序,以提高制度绩效,促进林地规模经营。

关键词: 林地流转, 非线性, 门限效应, 规模经营

Abstract:

Objective: The study is intended to reveal the threshold effect of household forestland transfer. It is important to identify the threshold characteristics and the non-linear effects of key factors in different threshold ranges for supporting decision-making for improving forestland transfer policy. Method: Based on the monitoring data of collective forest tenure reform of the State Forestry Administration in 2016 and survey data of farmers in Guangdong and Guizhou provinces in 2017, the panel data on the size of transferred household forestland was constructed for different forest blocks. From the perspective of power matching, the threshold variable is the size of household forestland management, and the core explanatory variable is the level of family income, the number of household labor force and whether they have forest certificate or not. Using threshold regression model, empirical tests of the threshold effect of the size of household forestland transfer and the non-linear influence of various factors were conducted. Result: Firstly, when the household income level and the number of household farming labors are taken as the core explanatory variables, the threshold estimates show that there are double thresholds for the size of household forestland management, with the values of 18 hm2 and 20 hm2, respectively. When the core explanatory variable is whether or not the forest ownership certificate exists, there exists a single threshold for the size of household forestland management, with a value of 33.4 hm2. Secondly, When the size of household forestland management is more than 18 hm2, the level of family income has a significant positive impact on the size of forestland transfer. When the size of forestland management is larger than 20 hm2, its influence coefficient is obviously larger. When the size of household forestland management is less than 18 hm2, the number of household farming labor has a significant negative impact on the size of forestland transfer. However, when the size of forestland management is more than 18 hm2 and less than 20 hm2, it has a significant positive impact. When the size of household forestland management is less than or greater than 33.4 hm2, whether the ownership certificate has a negative and positive impact on the size of transferred forestland, but not significant. Samples were grouped according to the threshold value of household forestland management and then regression analyses were conducted to test the robustness of the estimated results, the significance of the influence of each core explanatory variable is different from that of the threshold estimation, but the direction is the same. Conclusion: Household forestland transfer is not unidirectional or linear, and the role of key factors has a threshold effect. Only at a certain level of forestland management, the increase of household income significantly promotes the size of forestland transfer. It shows that reducing the dependence of farmers on forestland may not be able to promote the transter of forestland. Within the threshold range for different sizes of forestland management, the impact of household farming labor force on the size of household forestland transfer is different. Transfer of rural labor force may not be able to promote the transfer of forestland. The effect of certification of forestland ownership on the size of household forestland transfer is also bidirectional and not significant, implying that the stabilization of forestland property rights is less important than policy expectation in promoting forestland transfer. Improving the policy on forestland transfer needs to pay attention to the threshold effect of household behavior. Relaxation of restrictions may not promote the transfer of rural forestland and may even have the opposite effect. Institutional supply can take into account the different demands of forestland transfer under different conditions. Increasing the flexibility and priority of policy implementation improves the institutional performance and promotes large-scale management of forestland.

Key words: forestland transfer, nonlinear, threshold effect, scale management

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