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林业科学 ›› 2026, Vol. 62 ›› Issue (10): 1-12.doi: 10.11707/j.1001-7488.LYKX20260141

• 前沿热点 •    

基于卷积神经网络的西南亚高山林区降水产品校正与检验

刘昊东1,孙鹏森1,*(),余振2,孙美荣1,张雷3,刘世荣1   

  1. 1. 森林生态系统保护修复国家林业和草原局重点实验室 中国林业科学研究院森林生态环境与自然保护研究所 北京 100091
    2. 南京信息工程大学应用气象学院 南京 210044
    3. 国家林业和草原局森林培育重点实验室 中国林业科学研究院林业研究所 北京 100091
  • 收稿日期:2026-03-11 出版日期:2026-10-10 发布日期:2026-10-16
  • 通讯作者: 孙鹏森 E-mail:sunpsen@caf.ac.cn
  • 基金资助:
    科技部重点研发计划课题(2023YFF1303604);国家自然科学基金项目(32371686,U24A20355);中国林业科学研究院基本科研业务费基金项目(CAFYBB2021QA001)。

Correction and Evaluation of Precipitation Product in Sub-Alpine Forested Regions of Southwestern China Based on a Convolutional Neural Network

Haodong Liu1,Pengsen Sun1,*(),Zhen Yu2,Meirong Sun1,Lei Zhang3,Shirong Liu1   

  1. 1. Key Laboratory of National Forestry and Grassland Administration on Forest Ecosystem Conservation and Restoration  Ecology and Nature Conservation Institute, Chinese Academy of Forestry Beijing 100091
    2. School of Applied Meteorology, Nanjing University of Information Science and Technology Nanjing 210044
    3. Key Laboratory of Forest Silviculture of National Forestry and Grassland Administration Research Institute of Forestry, Chinese Academy of Forestry Beijing 100091
  • Received:2026-03-11 Online:2026-10-10 Published:2026-10-16
  • Contact: Pengsen Sun E-mail:sunpsen@caf.ac.cn

摘要:

目的: 在我国西南亚高山林区开展ERA5-Land降水数据卷积神经网络残差校正与水文建模适用性检验,为该地区降水数据优化和生态水文研究提供参考。方法: 以川西岷江上游流域为研究区,以地形因子和多种气象变量作为输入,构建基于卷积神经网络(CNN)的ERA5-Land降水残差校正模型。采用“站点–网格”空间匹配方法,基于流域及其周边20个国家级气象站观测数据,评价原始及校正后ERA5-Land与IMERG、CMORPH-BLD和CMA-RA/Land降水产品的精度;进一步应用分布式水文–土壤–植被模型(DHSVM),比较不同降水产品驱动下的径流模拟效果,检验校正后降水数据的水文建模适用性。结果: 1) 在4款原始降水产品中,ERA5-Land总体表现较好,其时间变化与地面观测结果较为一致,但仍存在“小雨高估、大雨低估”以及研究区总降水量偏高的问题。2) 基于CNN的残差校正方法在保持ERA5-Land原有数据特征的基础上能够显著降低系统性偏差,校正后ERA5-Land数据在小雨强度下的百分比偏差(PBIAS)由104.94%降至33.92%,在各降雨强度等级下相关系数(CC)、归一化均方根误差(NRMSE)的表现均优于IMERG、CMORPH-BLD和CMA-RA/Land 降水产品。3) 在不同降水产品驱动的DHSVM径流模拟中,校正后ERA5-Land模拟效果最佳,研究期总体Nash-Sutcliffe效率系数(NSE)为0.66,且各年模拟效果相对稳定。4) IMERG、CMORPH-BLD、CMA-RA/Land均不同程度低估研究区冬季降雪量,导致DHSVM模拟的春季融雪径流上升过程滞后;校正后ERA5-Land驱动的春季融雪径流模拟NSE为0.38,优于其他降水产品。结论: 基于CNN的残差校正方法能够有效减小ERA5-Land降水数据的系统偏差,改善其驱动DHSVM的径流模拟效果。校正后ERA5-Land可为我国西南亚高山林区生态水文研究提供较为可靠的降水数据。

关键词: ERA5-Land, 再分析降水产品, 卷积神经网络, 分布式水文–土壤–植被模型, 径流模拟

Abstract:

Objective: This study performs convolutional neural network (CNN)-based residual correction of ERA5-Land precipitation data in subalpine forest regions of southwestern China and evaluates the applicability of the corrected data to hydrological modeling, aiming to provide a reference for precipitation data optimization and ecohydrological research in the region. Method: The upper reaches of Minjiang River in western Sichuan Province were selected as the study area, topographic factors and multiple meteorological variables were used as model inputs to construct a CNN-based residual correction model for ERA5-Land precipitation. Based on observations from 20 national meteorological stations in and surrounding the basin, a grid-to-station spatial matching method was used to evaluate the accuracy of the original and corrected ERA5-Land data and the IMERG, CMORPH-BLD, and CMA-RA/Land precipitation products. The distributed hydrological-soil-vegetation model (DHSVM) was then used to compare the runoff simulation effects driven by the different precipitation datasets and evaluate the applicability of the corrected data to hydrological modeling. Result: 1) Among the four original precipitation products, ERA5-Land exhibited relatively good overall performance, and its temporal variations were generally consistent with ground observations. However, it overestimated light precipitation, underestimated heavy precipitation, and overestimated total precipitation over the study area. 2) The CNN-based residual correction method substantially reduced the systematic bias of ERA5-Land while preserving its original data characteristics. For light precipitation, the percentage bias (PBIAS) of the corrected ERA5 Land data decreased from 104.94% to 33.92%. Across all precipitation intensity classes, the corrected ERA5-Land data exhibited higher correlation coefficient (CC) and lower normalized root mean square error (NRMSE) than the IMERG, CMORPH-BLD, and CMA-RA/Land products. 3) Among the DHSVM runoff simulations driven by the different precipitation datasets, the corrected ERA5-Land data produced the best performance, with an overall Nash–Sutcliffe efficiency (NSE) of 0.66 during the study period and relatively stable performance across years. 4) The IMERG, CMORPH-BLD, and CMA-RA/Land products underestimated winter snowfall over the study area to different extents, which delayed the simulated rise of spring snowmelt runoff. The corrected ERA5-Land data showed the smallest underestimation and the best spring snowmelt runoff simulation, with an NSE of 0.38, outperforming the other products. Conclusion: The CNN-based residual correction method effectively reduces the systematic bias in ERA5-Land precipitation and improves DHSVM runoff simulations driven by the corrected data. The corrected ERA5-Land data can provide a relatively reliable precipitation dataset for ecohydrological research in the sub-alpine forest regions of southwestern China.

Key words: ERA5-Land, reanalysis precipitation product, convolutional neural network, distributed hydrology soil vegetation model (DHSVM), runoff simulation

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